WebAct of 1934, as amended (''Rule 15c3-5" or "Market Access Rule''· Equitec filed a timely Answer on July 10, 2015, denying all charges. Pursuant to Exchange Rule 17 .6, a two-day hearing was held in Chicago, ... The November 15, 2010 Federal Register Release which implemented SEC Rule 15c3-5 (the "Adopting Release"), ... Web23 apr. 2014 · On April 15, 2014, the Staff of the SEC's Division of Trading and Markets issued its first set of frequently asked questions (FAQs) regarding Rule 15c3-5 under the …
Unfiltered Market Access and Liquidity: Evidence from the SEC …
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